Wintermute Registers as an SEC Broker-Dealer

Rickler Feed (@rickler_feed), Aug 7, 2026, 07:30 UTC

Wintermute Registers as an SEC Broker-Dealer Crypto market maker Wintermute has registered its US arm, Wintermute USA, as a broker-dealer with the SEC and FINRA, a move that lets it trade equities and options and step directly into regulated US securities markets. The registration lets Wintermute USA provide liquidity on US securities exchanges and to OTC counterparties, trade stocks and options from its own account, self-clear digital-asset securities, and act as an Authorized Participant for ETFs, including those tied to digital assets. It is a clear bet on the tokenization of traditional…

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