Securitize Registers as an SEC Investment Adviser
Securitize Registers as an SEC Investment Adviser Securitize's asset-management subsidiary, Securitize Capital, has registered with the SEC as an investment adviser, stepping up from an exempt reporting adviser to full regulatory oversight — public disclosure, compliance and periodic exams. The status lets it work directly with asset managers and institutions on tokenized investment strategies. It becomes a fourth regulated pillar alongside Securitize's broker-dealer/ATS, transfer-agent and fund-administration arms. "Asset managers and institutional investors want to work with partners that…
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