POPA ReconPlume Gets an SEC-Registered Broker-Dealer
Plume Gets an SEC-Registered Broker-Dealer Kimber Digital Securities, a Plume subsidiary, is now registered with the SEC as a broker-dealer and approved as a FINRA member. It plans to bring tokenized US stocks, ETFs and bonds onchain, with the same legal rights investors have today and access to securities held at DTC, which custodies over $100T in assets. Investors will be able to move entire portfolios between offchain and onchain formats through ACATS. It’s the latest step on Plume’s regulatory path: an SEC-registered transfer agent in September 2025, a Bermuda-authorized vault curator in…
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